August M. Iorio

Founder and Managing Attorney, Iorio Law PLLC

August M. Iorio, a leading New York securities arbitration attorney, is the founder and managing attorney of Iorio Law PLLC, a firm dedicated to recovering investment losses for clients nationwide. With over a decade of experience and a proven track record of securing nearly $100 million for investors, Mr. Iorio is a trusted advocate for those harmed by securities fraud, stockbroker negligence, and financial misconduct.

A Steadfast Champion for Investor Rights

For over a decade, Mr. Iorio has been a formidable presence in securities arbitration, successfully handling more than 700 cases from initial assessment to final disposition as of 2025. He has diligently worked to recover nearly $100 million in investment losses for his clients, including individual retail investors, family offices, business entities, credit unions, and institutional investors. He is a trusted advocate for those seeking justice in the financial markets or who have been harmed by investment fraud.

Mr. Iorio’s dedication to his clients has led to significant legal victories, including a groundbreaking arbitration award against Robinhood Financial, LLC and Robinhood Securities, LLC, marking the first successful claim by a retail investor over Robinhood’s January 2021 “meme stock” trading restrictions. This nationally recognized victory underscores his proven ability to tackle novel and complex issues in securities law and successfully take on a major financial firm.

Expertise in Securities Arbitration and Investor Protection

At Iorio Law PLLC, Mr. Iorio leverages his deep knowledge of the securities industry and FINRA arbitration process to represent clients nationwide. He expertly navigates a comprehensive range of claims for his clients, including:

• Unsuitable Investment Recommendations and violations of Regulation Best Interest (Reg BI)
• Misrepresentation and Omissions of Material Facts, and Securities Fraud.
• Churning / Excessive Trading
• Breach of Fiduciary Duty
• Unauthorized Trading
• Failure to Supervise by Brokerage Firms
• Selling Away
• Failure to Diversify / Overconcentration of Accounts
• Negligence or fraud involving complex products like non-traded REITs, private placements, leveraged ETFs, Delaware Statutory Trusts, and Qualified Opportunity Zone Funds

Mr. Iorio’s strategic approach to each case involves meticulous investigation, thorough legal analysis, and aggressive advocacy, whether in settlement negotiations, mediation, or at a final arbitration hearing. He is committed to providing personalized attention, ensuring that clients are informed and empowered throughout the legal process.

His practice also extends to counseling whistleblowers under the SEC’s Whistleblower Program, helping them preserve eligibility for awards by reporting credible information about securities law violations.

Shaping the Future of Investor Protection: Leadership and Advocacy

Beyond his direct representation of investors, August M. Iorio is a recognized leader in the broader fight for investor protection. He serves as a Director on the Board of Directors for the Public Investors Advocate Bar Association (PIABA), an influential national bar association whose members are dedicated to protecting public investors from abuses in the securities industry.

Through his active involvement with PIABA, including his work on various committees, Mr. Iorio contributes to shaping policies and rules that safeguard investor interests. He is a frequent speaker and lecturer at legal and industry conferences, sharing his insights on emerging issues in securities arbitration and best practices for investor recovery. His advocacy efforts extend to engaging with policymakers to champion stronger investor protections at both the state and federal levels.

Founding Iorio Law PLLC: A Renewed Commitment to Investors

The launch of Iorio Law PLLC marks a new chapter in Mr. Iorio’s distinguished career, built on integrity, tenacity, and an exclusive focus on investor advocacy. Based in New York, NY, the firm serves clients nationwide, providing unparalleled representation against well-funded adversaries.

Education and Foundation in Finance

Mr. Iorio earned his J.D. from Seattle University School of Law, where he served as a law clerk for the United States Attorney’s Office for the Western District of Washington. He holds a B.S. in Finance from the Smeal College of Business at Pennsylvania State University, earning repeated Dean’s List honors. This financial acumen gives him a distinct advantage in navigating complex investment disputes.

Client-Centered Representation

Clients consistently praise Mr. Iorio for his responsiveness, clarity, and dedication. “August Iorio is a wonderful, very competent attorney. He helped me through a very complicated financial situation to a result that benefited me greatly,” said one client. Another shared, “His professional demeanor and responsiveness made us feel like a team with a common goal.” A third noted, “August’s guidance was key to a favorable outcome, and his empathy made all the difference.”

Connect with August M. Iorio

If you’ve suffered investment losses due to misconduct, August M. Iorio and Iorio Law PLLC are here to help. Contact us for a free, no-obligation consultation to discuss your legal rights and recovery options.