Articles Posted in R.F. Lafferty

R. F. Lafferty & Co., Inc. and Financial Advisor Jay Clint Tomlinson Sanctioned by Finra – New York, Ny
Iorio Law PLLC

FINRA has suspended financial advisor Jay Clint Tomlinson from the securities industry for three months and fined him $7,500. Mr. Tomlinson’s sanctions arise from his improper use of discretion without written authorization when placing 379 trades in three customers’ accounts. FINRA has also censured Tomlinson’s employer, New York financial services firm R.F. Lafferty & Co.,…

Continue reading ›

Client Reviews

August Iorio is a wonderful, very competent attorney. He helped me through a very complicated financial situation to a result that benefitted me greatly. He is responsive, efficient, and very accommodating to my personal situation. I highly recommend him.

Christine L.

I was impressed with August Iorio's directness and clarity in explaining the claim process and how it might work out. I also appreciated his promptness in getting back to me when I had questions or other concerns. The law firm is very good at what it does.

Art H.

August Iorio was the lead on our case. His professional demeanor, partnered with his responsiveness to our questions, suggestions, and ideas made us feel as if we were a team with a common goal. He always kept us updated and informed and gave us realistic expectations which resulted in a timely...

EB & SB.

Contact Us

  1. 1 Free Consultation
  2. 2 Nationwide Practice
  3. 3 No Recovery, No Fee*
Fill out the contact form or call us at (646) 330-4624 to schedule your free consultation.

Let’s Discuss Your Case