Articles Posted in Rawad Roy Alame

Former Merrill Lynch Financial Advisor, Rawad Roy Alame, Suspended by Finra for Selling Away
Iorio Law PLLC

FINRA has suspended financial advisor Rawad Roy Alame (CRD #5376696) from the securities industry for six months, fined $5,000, and ordered him to pay $2,700 to a former client. Rawad Alame was a stockbroker at Merrill Lynch, Pierce, Fenner & Smith Incorporated, working out of branch offices in Raleigh, North Carolina, and Provo, Utah, from…

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