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West Des Moines, Iowa Broker, John O’bannon, Formerly of Edward Jones, Suspended by FINRA
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor John O’Bannon for 15 business days over allegations that Mr. O’Bannon, while registered with Edward Jones in West Des Moines, Iowa, attempted to settle a customer complaint without the knowledge or approval of his firm. FINRA also fined Mr. Hansen $5,000.
Mr. O’Bannon was associated with Edward Jones from April 2017 to October 2020. Edward Jones terminated his employment on October 1, 2020, alleging that Mr. O’Bannon had been discharged for concerns that he tried to remedy a processing error in a client account by providing personal funds to the client.
Mr. O’Bannon has been registered with FSC Securities Corporation in West Des Moines, Iowa, since October 2020.
If you have lost money with broker John O’Bannon, Edward Jones, or FSC Securities Corporation, contact New York securities arbitration attorney August Iorio of Iorio Law PLLC. August Iorio can be reached at info@iorio.law or toll-free at (646) 330-4624 for a free and confidential review of your legal rights.
About Iorio Law PLLC
Iorio Law PLLC is a securities arbitration law firm located in New York, NY. We represent investors nationwide and vigorously pursue FINRA arbitration claims on behalf of investors to recover investment losses.
We have over 15 years of experience as securities arbitration lawyers and have helped investors recover investment losses in over 800 cases. The firm will file a FINRA securities arbitration claim on your behalf on a contingency fee basis to try to recover your losses. If we do not obtain a recovery, you do not owe us a legal fee.
This blog was published by August Iorio when he was a Partner at his previous firm and has been updated to reflect Iorio Law PLLC’s new contact information. To evaluate any potential claims, contact securities arbitration lawyer August Iorio for a free consultation contact Iorio Law PLLC at info@iorio.law or (646) 330-4624.