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FINRA Suspends Former Merrill Lynch and Oppenheimer Broker Zachary Taylor for Nine Months Over Reg BI and Suitability Violations
Iorio Law PLLC

FINRA Sanctions Zachary Taylor The Financial Industry Regulatory Authority (FINRA) has suspended former Merrill Lynch and Oppenheimer broker Zachary Ellis Taylor (CRD #6074776) for nine months in all capacities after finding that he willfully violated federal securities laws and FINRA rules. According to a FINRA settlement order (No. 2022075083801), between August 2020 and June 2023,…

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