Articles Posted in Ivan Shore

Oppenheimer Financial Advisor Ivan Shore (crd# 1012943) Suspended by Finra for Short-Term Trading of Unit Investment Trusts in Customer Accounts – New York, Ny
Iorio Law PLLC

FINRA has suspended financial advisor Ivan Shore from the securities industry for three months and fined him $5,000. Ivan Shore has been a stockbroker at Oppenheimer & Co. Inc. since 1997. FINRA alleged that between July 1, 2011, and December 31, 2015, Ivan Shore engaged in an unsuitable pattern of short-term trading of Unit Investment…

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