Iorio Law PLLC is investigating investor claims related to the sale of the Apex South Creek DST, a real estate investment sponsored by Versity Investments, LLC and now operating as Crew Enterprises, LLC. Recent developments—including loan defaults, suspended distributions, allegations of misappropriation of investor funds, and multiple Versity Investments lawsuits and Crew Enterprises lawsuits—raise significant…
Continue reading ›
Updated: November 18, 2025 Below is the latest information for GWG L Bond investors following the November 17, 2025 joint status report filed by the GWG Wind Down Trust and the GWG Litigation Trust. Quick Summary (Investor Snapshot) Visit Iorio Law PLLC’s GWG L Bond Investor Recovery Center for the latest information about our firm’s…
Continue reading ›The fallout from an ethics scandal involving former U.S. Bankruptcy Judge David Jones and former Jackson Walker partner Elizabeth C. Freeman has now reached the GWG Holdings, Inc. bankruptcy. On November 5, 2025, Elizabeth Freeman resigned as Trustee of the GWG Wind Down Trust, just days after the United States Bankruptcy Court for the Southern…
Continue reading ›On November 4, 2025, the U.S. Department of Justice (DOJ) announced that Bradley Heppner, the former Chief Executive Officer and Board Chairman of GWG Holdings, Inc. (“GWG”), was indicted on multiple counts of securities fraud, wire fraud, false statements to auditors, and falsification of records (DOJ press release). For investors in GWG L Bonds—many of…
Continue reading ›
Yesterday, October 30, 2025, the Financial Industry Regulatory Authority (FINRA) barred a former broker at Transamerica Financial Advisor, Mr. George Ndifor Jing, from associating with any FINRA member firm in all capacities as a result of failing to cooperate with an investigation. If you were a client of George N. Jing and suffered investment losses…
Continue reading ›
Investment Advisor Representative Yvette Barrra has recently been named as a defendant in substantial civil lawsuit in Texas alleging over $21 million in damages. The complaint features allegations of recommending unregistered securities and failing to act in clients’ best interests. If you were a client of Yvette Barrera or Texas Financial Advisory and suffered investment…
Continue reading ›
Recently, the Financial Industry Regulatory Authority (FINRA) announced disciplinary actions against two financial advisors, Eyan M. Townsend and George J. Cairnes, for serious misconduct, including unauthorized communications, undisclosed outside business activities, borrowing funds from a client, and interfering with a firm’s investigation. If you were a client of Eyan M. Townsend or George J. Cairnes…
Continue reading ›
From September 2016 through November 2022, Ally Invest Securities LLC failed to preserve over 22.6 million business-related electronic communications, violating key federal securities laws and FINRA regulations. As a result, Ally has been censured and fined $850,000 by FINRA. The violations underscore how crucial it is for brokerage firms to maintain proper supervisory and recordkeeping…
Continue reading ›Merrill Lynch, Pierce, Fenner & Smith Incorporated has agreed to pay $9.5 million to settle a FINRA arbitration claim filed by former Miami Dolphins safety Reshad Jones. The claim stemmed from alleged misconduct by Jones’s former financial advisor, Isaiah Thomas Williams, who was accused of misappropriating over $2.5 million from the NFL veteran’s investment accounts.…
Continue reading ›
FINRA Sanctions Zachary Taylor The Financial Industry Regulatory Authority (FINRA) has suspended former Merrill Lynch and Oppenheimer broker Zachary Ellis Taylor (CRD #6074776) for nine months in all capacities after finding that he willfully violated federal securities laws and FINRA rules. According to a FINRA settlement order (No. 2022075083801), between August 2020 and June 2023,…
Continue reading ›
