Articles Posted in Neemit M. Shah

Neemit M. Shah Suspended for Six Months for Recommending Future Income Payments, Llc – Glen Allen, Virginia
Iorio Law PLLC

In October 2020, FINRA suspended financial advisor Neemit M. Shah (CRD #4812480) for six months from the securities industry and ordered him to pay a $5,000 fine. These sanctions arose from Mr. Shah’s solicitation of Future Income Payments, LLC. FINRA alleged that between March 2016 and April 2016, Neemit Shah participated in private securities transactions…

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