Articles Posted in Solicited Orders

Former Merrill Lynch Broker Douglas Stopkey Suspended by Finra for 30 Days Over Unauthorized Trading and Mismarked Orders in Senior Customer Accounts
Iorio Law PLLC

FINRA has suspended financial advisor Douglas William Stopkey from the securities industry for a 30-day period, which began on November 16, 2020, and runs through December 15, 2020. Douglas Stopkey was registered with Merrill Lynch, Pierce, Fenner & Smith in Richmond, VA, from March 1992 until September 2018, when he was terminated. Since then, he…

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