Articles Posted in Edward Jones

Investigation: Former Edward Jones Financial Advisor Matthew Jennings Barred by Finra– Johnston, Iowa
Iorio Law PLLC

FINRA has barred financial advisor Matthew Jennings (CRD# 6762685) from the securities industry for refusing to cooperate with a FINRA investigation. Mr. Jennings was fired by Edward Jones in August 2019 due to concerns that he introduced clients to investments not offered through the firm. This type of conduct is often referred to as “selling…

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