Articles Posted in FINRA Arbitration Award

UBS Hit with $92 Million FINRA Arbitration Award Over Risky Tesla Short Strategy
Iorio Law PLLC

March 3, 2025

Tweet Share Share

On February 28, 2025, a FINRA arbitration panel delivered a staggering $92 million award against UBS Financial Services, Inc. and its broker, Andrew Burish, marking one of the largest investor victories in recent memory. The case, FINRA No. 21-00488, involved nine claimants who alleged that UBS and Burish mismanaged their accounts by recommending an unsuitable,…

GPB Investors Have Won Monetary Awards in 10 of 11 Arbitration Cases This Past Year
Iorio Law PLLC

November 18, 2021

Tweet Share Share

Over the past calendar year, GPB Capital investors have won over $2.4 million in monetary awards in 10 out of 11 (nearly 91%) arbitration claims that have proceeded to a final hearing. According to public records, many other claims filed against broker-dealers who sold the private placements offered by GPB Capital have been settled for…

Client Reviews

August Iorio is a wonderful, very competent attorney. He helped me through a very complicated financial situation to a result that benefitted me greatly. He is responsive, efficient, and very accommodating to my personal situation. I highly recommend him.

Christine L.

I was impressed with August Iorio's directness and clarity in explaining the claim process and how it might work out. I also appreciated his promptness in getting back to me when I had questions or other concerns. The law firm is very good at what it does.

Art H.

August Iorio was the lead on our case. His professional demeanor, partnered with his responsiveness to our questions, suggestions, and ideas made us feel as if we were a team with a common goal. He always kept us updated and informed and gave us realistic expectations which resulted in a timely...

EB & SB.

Submit a Law Firm Client Review

Articles Posted in FINRA Arbitration Award

Topics

Client Reviews

Contact Us

Let’s Discuss Your Case